12.5h/15h week
24/30 points
May Dry-RunJul-31 FilingSep-15 CRS Form
KYC/EDD
Customer due diligence refresh and enhanced due diligence tracking
Expiring Soon
8
≤30 days
DQ Failures
5
Require correction
EDD Pending
3
Officer approval needed
QA Sample
12
This month
KYC/EDD Management
Exception-first queue for expiring documents, data quality failures, and enhanced due diligence
Expiring KYC Documents
Documents expiring within 30 days requiring renewal or chaser actions
| Investor | Entity | Document Type | Expires | Days Left | Risk | Status | Last Chaser | Actions | |
|---|---|---|---|---|---|---|---|---|---|
| John Smith Holdings Ltd | Atlas Fund SPC - Class A | Passport | 2024-12-15 | 14d | MEDIUM | CHASER_SENT | 2024-11-20 | ||
| Maria Rodriguez | Calypso Master Fund | Utility Bill | 2024-12-08 | 7d | HIGH | ACTIVE | Never | ||
| Pacific Trust Co | Meridian Opportunities Ltd | Certificate of Incorporation | 2024-12-25 | 24d | LOW | RECEIVED | 2024-11-15 | ||
| Global Investments LLC | Atlas Fund SPC - Class A | Bank Statement | 2024-11-28 | 3d overdue | HIGH | EXPIRED | Never |