12.5h/15h week
24/30 points
May Dry-RunJul-31 FilingSep-15 CRS Form
Exceptions
Transaction monitoring alerts and compliance exceptions requiring review
Total Exceptions
12
+2 from yesterday
High Priority
3
Require immediate action
Avg Resolution
2.4h
This month
SLA Compliance
94%
Within target
Exception Queue
Transaction monitoring alerts and compliance exceptions requiring review and disposition
| Entity | Type | Summary | Severity | Age | Owner | Due | State | Evidence | Actions | |
|---|---|---|---|---|---|---|---|---|---|---|
| Atlas Fund SPC - Class A | KYC | 3 IDs expiring in 14 days | MEDIUM | 6d | va.lia | 2025-10-01 | DUE_24H | 2 | ||
| Calypso Master Fund | AEOI | Classification memo missing | HIGH | 12d | amlco | 2025-09-25 | BREACH | 0 | ||
| Meridian Opportunities Ltd | EVIDENCE | WORM storage verification failed | LOW | 3d | va.lia | 2025-09-30 | OPEN | 1 | ||
| Atlas Fund SPC - Class A | SCREENING | Hard hit requires second-look | HIGH | 2d | amlco | 2025-09-22 | DUE_24H | 3 |